Review Steps:
1. PI to gather all relevant information, organize required documents for approval.
2. Submit the study through CAPCR. REB Approval is only one element of Institutional Approval (required to begin a study at UHN).
3.REB receives the study.
4. REB triages the incoming study based on several factors including risk.
5. Review assessment is conducted.
6. A decision to approve the study is made; modifications are requested; more information is required.
- The following graphic displays the timeline of the REB submission and review process:
Step 1 Step 2 Step 3 Step 4 Step 5 Step 6 within 2 days of receipt
within 2 weeks of meeting
within 5 weeks of receipt
PI to gather all relevant information, organize required documents for approval.
Submit the study through CAPCR.
REB Approval is only one element of Institutional Approval (required to begin a study at UHN).REB receives the study.
REB triage the incoming study based on several factors including risk.
Review assessment is conducted.
A decision to approve the study is made.
Modifications are requested.
More information is required.
- Initial Submissions
When submitting a study, the REB determines one of the following review paths, depending on the nature and risk profile of the submission. This application is only completed once per study.
- Full Board Review: greater than minimal risk
- Delegated Review: the study presents minimal risk to study participants
CAPCR is an online tool that manages the electronic submission process for clinical research studies by streamlining the approval process. CAPCR compiles and coordinates approvals from different departments (including REB) and allows you to track your progress towards achieving Institutional Approval. To learn more about the CAPCR application, click here.
UHN's CAPCR can be accessed internally from the research network, or externally through the Remote login page.
*For issues accessing the CAPCR application, please contact the CAPCR team directly.
| Question 1 Is the research study open to accrual/enrolment? | |||
Renew via CAPCR | Question 2 Is the research study closed to enrolment but subjects are still participating in research procedures outlined in the protocol? | Close via CAPCR | ||
Question 3 Is data clarification, access to patient charts and/or data transfer ongoing? |
For Study Closures, please ensure that the form is completed and submitted via CAPCR as soon as possible after your study is complete and no later than 14 calendar days prior to REB Expiry.
UHN REB's process for reporting unanticipated events (including adverse events and protocol deviations) follows the guidelines laid out by the 'Canadian Association of Research Ethics Boards’ (CAREB). To see the CAREB guidelines, click here.
- Events that Should be ReportedAny event that meets the following criteria:
- Protocol Deviation
- Adverse Event
- Other Unanticipated Event
- The incident is unexpected (in terms of nature, severity, or frequency) when considering the research procedures that are described in the protocols (eg, informed consent document[s], investigator brochure, product monograph, device manual, etc., or the characteristics of the research participant population being studied)
- The incident or research approach places research participants or others at a greater risk of harm (including physical, psychological, economic, or social harm) than was previously known or recognized
- The incident, experience, or outcome may have been caused by the investigational product(s) or procedures involved in the research
For more more information on unanticipated event reporting at UHN, please consult the following PDF document (requires Adobe Acrobat Reader): Unanticipated Problem Reporting Guidance.
To report an unanticipated event at UHN, please do so via CAPCR.
- Do I need REB review for my study?
All research involving humans or confidential patient information within UHN requires approval of the UHN REB prior to the initiation of a research project.
Investigators from other institutions who wish to carry out research on UHN premises or with UHN patients or patient data must also apply to the UHN REB.
- What counts as research?
The definition of research is outlined in the Tri-Council Policy Statement. In summary, research involving humans is considered to include any of the following:
- if the researcher will administer a drug, take a blood sample, do a test or perform any procedure, clinical, therapeutic, or otherwise, upon the person of himself/herself or someone else, for research rather than treatment
- if the researcher will ask people information whether by telephone, letter, survey, questionnaire or interview
- if the researcher will review information from patient charts (even their own patients' charts) for research rather than clinical purposes
- if the researcher will use material derived from people (tissue samples, blood, DNA)
- if the researcher will be using non-public records (e.g. not the telephone book) which contain identifying information about anyone either directly or indirectly
- if the researcher will use information previously gathered about anyone, even if anonymized (secondary data analysis)
- if the researcherwill be observing anyone's responses or behaviour, either directly or indirectly
If you cannot determine whether an intended investigation constitutes research, contact the Chair of the REB or an Ethics Coordinator for assistance.
- What does not count as research?
- Research involving only the use of published or publicly available information or materials
- Assessment activities such as quality assessment studies, performance reviews, or testing within normal educational requirements do not generally require REB review and approval
If you cannot determine whether an intended investigation constitutes research, contact the Chair of the REB or an Ethics Coordinator for assistance.
- How does the REB review protocols?
In accordance with the Tri-Council Policy Statement, the UHN REB conducts a proportionate review of research protocols: that is, the scale of the review is in accordance with the type of research proposed and with the potential for harm that the research may pose
- What research qualifies for delegated review?
The decision to delegate a research project is made by the Co-Chairs of the REB. Some criteria by which research may qualify for delegated review are:
- Protocols involving minimal risk or protocols where there are minimal incremental risks over standard procedures
- Minimal risk protocols where data are collected non-invasively such as questionnaires or direct/indirect observation
- Protocols primarily using previously-collected data such as chart reviews and database information
- Protocols using previously-collected tissue or other samples
- Who reviews my proposal?
The REB is comprised of four panels. The panel to which proposals are directed for review depends on:
- The subject of the research proposed
- The scientific expertise of the panel
- In the case of the two multidisciplinary panels (A and B), the current workload of each panel is considered
- Who decides who reviews my proposal?
Decisions as to which panel reviews each proposal are made by the Co-Chairs of the REB in consultation with REB Coordinators.
- Why does the REB review the study budget?
The REB examines the budgets of clinical trials in accordance with Tri-Council Policy Statement (TCP) Article 7.3 which states that "REBs shall examine the budgets of clinical trials to assure that ethical duties concerning conflict of interest are respected" and does so from the perspective of :
- Feasibility
- Coercion
- Conflict of Interest
- How do I find out the status of my protocol application?
Inquiries about whether the REB has received your submission, status updates and administrative inquiries should be directed to reb@uhnresearch.ca or to the REB mainline at 416 581-7849.
- Where is the UHN REB located?
Mailing Address:
700 Bay Street
LuCliff Place, 17th Floor, Suite 1700-1
Toronto, Ontario M5G 1Z6 - Where can I get information about the Research Ethics Board fee?
The REB fee is levied and collected by Research Solutions and Services through Grant and Contract Services and is used to partially offset the costs incurred by Research Solutions and Services in providing support to the REB. For more information, please see the Grant and Contract Services FAQ.
- How should I submit my REB submissions?
New study applications must be submitted via CAPCR.
Currently, all other submissions (e.g. renewals, amendments, unanticipated event forms etc.) must be submitted directly to the REB at rebsubmissions@uhnresearch.ca for review. - When should I submit a pregnancy follow up consent form to the REB?
A consent form for pregnancy follow up must be submitted in the event of pregnancy.
Considering it is rare that research participants (or their partners) become pregnant while participating in a clinical research study, to facilitate review and approval process, the REB does not recommend submitting a consent form for pregnancy follow with the initial submission, unless required by the study objectives. - How do I make the required changes to documents that have been reviewed by the REB?
When revising documents that have been reviewed by the REB, the requested revisions should be tracked and made on a clean copy the REB reviewed document. Please ensure that the version dates of the document are updated. Once all the revisions have been completed, send both a ‘tracked’ copy and a ‘clean’ copy of the document back to the REB. Please note that the REB will not accept documents that include both new revisions and the revisions that were previously reviewed by the REB.
- Can a participant be given new information which may influence their current consent prior to REB approval?
Consent is an ongoing process and participants should be provided with any and all new information that may influence their consent.
New information may be provided, verbally or otherwise, to participants prior to receiving REB approval if the Principal Investigator:- determines it to be in the best interests of already consented participants (i.e. to eliminate or reduce any apparent immediate hazards to study participants)
- documents the process
- submits all new information and documentation to the REB for confirmation of agreement as soon as possible within seven days.
- Why is there often more than one set of questions during a review?
It is the nature of research that answers often lead to more questions and the REB review element of research is no different.
An REB review is an iterative process between the PI and the REB which continues until such time as all elements have been satisfactorily addressed.
In the course of review, information provided by the study team may result in requests from the REB:
a) to modify elements of the study
b) for more information
At the conclusion of the review, the REB will provide one of the following decisions concerning the study:
a) Approved
b) Not Approved
c) Approval Not Required
Please see the link http://intranet.uhnresearch.ca/service/understanding-review-process which describes the review process.
*Please note that deadlines are only provided for initial submissions. Should any Amendments or Renewals need to be considered for review during a Full Board meeting, they must be submitted 2 weeks prior to the appropriate Board’s deadline date.
Panel | Meeting Date | Initial Application Deadline (12pm) | Amendment / Renewal / Closure Requiring Full Board Review Deadline (12pm) |
---|---|---|---|
Biomedical A | Monday September 09, 2024 | Wednesday August 21, 2024 | Wednesday August 07, 2024 |
Rehabilitation Medicine Panel D | Wednesday September 18, 2024 | Friday August 30, 2024 | Friday August 23, 2024 |
Biomedical B | Monday September 23, 2024 | Wednesday September 04, 2024 | Wednesday August 21, 2024 |
Oncology | Friday September 27, 2024 | Friday September 13, 2024 | Friday August 30, 2024 |
Biomedical A | Monday October 07, 2024 | Wednesday September 18, 2024 | Wednesday September 04, 2024 |
Rehabilitation Medicine Panel D | Wednesday October 23, 2024 | Friday October 04, 2024 | Friday September 27, 2024 |
Oncology | Friday October 25, 2024 | Friday October 11, 2024 | Friday September 27, 2024 |
Biomedical B | Monday October 28, 2024 | Wednesday October 09, 2024 | Wednesday September 25, 2024 |
Biomedical A | Monday November 11, 2024 | Wednesday October 23, 2024 | Wednesday October 09, 2024 |
Oncology | Friday November 22, 2024 | Friday November 08, 2024 | Friday October 25, 2024 |
Biomedical B | Monday November 25, 2024 | Wednesday November 06, 2024 | Wednesday October 23, 2024 |
Rehabilitation Medicine Panel D | Wednesday November 27, 2024 | Friday November 08, 2024 | Friday November 01, 2024 |
Rehabilitation Medicine Panel D | Wednesday December 11, 2024 | Friday November 22, 2024 | Friday November 15, 2024 |
Oncology | Friday December 13, 2024 | Friday November 29, 2024 | Friday November 15, 2024 |
Biomedical B | Monday December 16, 2024 | Wednesday November 27, 2024 | Wednesday November 13, 2024 |
Biomedical A | Monday January 06, 2025 | Wednesday December 18, 2024 | Wednesday December 04, 2024 |
Rehabilitation Medicine Panel D | Wednesday January 22, 2025 | Friday January 03, 2025 | Friday December 27, 2024 |
Oncology | Friday January 24, 2025 | Friday January 10, 2025 | Friday December 27, 2024 |
Biomedical B | Monday January 27, 2025 | Wednesday January 08, 2025 | Deadline will be December 23rd since the 25 is a holiday |
Biomedical A | Monday February 10, 2025 | Wednesday January 22, 2025 | Wednesday January 08, 2025 |
Biomedical B | Monday February 24, 2025 | Wednesday February 05, 2025 | Wednesday January 22, 2025 |
Rehabilitation Medicine Panel D | Wednesday February 26, 2025 | Friday February 07, 2025 | Friday January 31, 2025 |
Oncology | Friday February 28, 2025 | Friday February 14, 2025 | Friday January 31, 2025 |
Biomedical A | Monday March 03, 2025 | Wednesday February 12, 2025 | Wednesday January 29, 2025 |
Biomedical B | Monday March 24, 2025 | Wednesday March 05, 2025 | Wednesday February 19, 2025 |
Rehabilitation Medicine Panel D | Wednesday March 26, 2025 | Friday March 07, 2025 | Friday February 28, 2025 |
Oncology | Friday March 28, 2025 | Friday March 14, 2025 | Friday February 28, 2025 |
Biomedical A | Monday April 07, 2025 | Wednesday March 19, 2025 | Wednesday March 05, 2025 |
Rehabilitation Medicine Panel D | Wednesday April 23, 2025 | Friday April 04, 2025 | Friday March 28, 2025 |
Oncology | Friday April 25, 2025 | Friday April 11, 2025 | Friday March 28, 2025 |
Biomedical B | Monday April 28, 2025 | Wednesday April 09, 2025 | Wednesday March 26, 2025 |
Biomedical A | Monday May 12, 2025 | Wednesday April 23, 2025 | Wednesday April 09, 2025 |
Oncology | Friday May 23, 2025 | Friday May 09, 2025 | Friday April 25, 2025 |
Biomedical B | Monday May 26, 2025 | Wednesday May 07, 2025 | Wednesday April 23, 2025 |
Rehabilitation Medicine Panel D | Wednesday May 28, 2025 | Friday May 09, 2025 | Friday May 02, 2025 |
Biomedical A | Monday June 09, 2025 | Wednesday May 21, 2025 | Wednesday May 07, 2025 |
Oncology | Friday June 20, 2025 | Friday June 06, 2025 | Friday May 23, 2025 |
Rehabilitation Medicine Panel D | Wednesday June 25, 2025 | Friday June 06, 2025 | Friday May 30, 2025 |
Biomedical B | Monday June 30, 2025 | Wednesday June 11, 2025 | Wednesday May 28, 2025 |
Biomedical A | Monday July 14, 2025 | Wednesday June 25, 2025 | Wednesday June 11, 2025 |
Oncology | Friday July 25, 2025 | Friday July 11, 2025 | Friday June 27, 2025 |
Biomedical B | Monday July 28, 2025 | Wednesday July 09, 2025 | Wednesday June 25, 2025 |
Biomedical A | Monday August 11, 2025 | Wednesday July 23, 2025 | Wednesday July 09, 2025 |
Oncology | Friday August 15, 2025 (tentative) | Friday August 01, 2025 (tentative) | Friday July 18th, 2025 (tentative) |
Biomedical B | Monday August 25, 2025 | Wednesday August 06, 2025 | Wednesday July 23, 2025 |
Biomedical A | Monday September 08, 2025 | Wednesday August 20, 2025 | Wednesday August 06, 2025 |
Oncology | Friday September 26, 2025 | Friday September 12, 2025 | Friday August 29, 2025 |
Biomedical B | Monday September 29, 2025 | Wednesday September 10, 2025 | Wednesday August 27, 2025 |
Biomedical A | Monday October 06, 2025 | Wednesday September 17, 2025 | Wednesday September 03, 2025 |
Oncology | Friday October 24, 2025 | Friday October 10, 2025 | Friday September 26, 2025 |
Biomedical B | Monday October 27, 2025 | Wednesday October 08, 2025 | Wednesday September 24, 2025 |
Biomedical A | Monday November 10, 2025 | Wednesday October 22, 2025 | Wednesday October 08, 2025 |
Biomedical B | Monday November 24, 2025 | Wednesday November 05, 2025 | Wednesday October 22, 2025 |
Oncology | Friday November 28, 2025 | Friday November 14, 2025 | Friday October 31, 2025 |
Biomedical A | Monday December 15, 2025 | Wednesday November 26, 2025 | Wednesday November 12, 2025 |
Oncology | Friday December 19, 2025 | Friday December 05, 2025 | Friday November 21, 2025 |
REB General Inquiries reb@uhn.ca | 416-581-7849 (18-7849) |
- Administration
Name Position Phone Number Therese Biggs
Therese.Biggs@uhn.caAdministrative Assistant 416-581-7849 (REB Mainline) Vivian Sandoval
Vivian.Sandoval@uhn.caAdministrative Assistant 416-581-7849 (REB Mainline) - Research Ethics Coordinators & Analysts
Name Position Phone Number Role Lorraine Baladjay
Lorraine.Baladjay@uhn.caResearch Studies Coordinator 416-581-7849 (REB Mainline) Panel A Lead Svetlana Tzvetkova
Svetlana.Tzvetkova@uhn.caResearch Studies Coordinator 416-581-7849 (REB Mainline) Panel B Lead Larissa Potanina
Larissa.Potanina@uhn.caResearch Studies Coordinator 416-581-7849 (REB Mainline) Panel C Lead, Retrospective Biospecimens Studies, and Unanticipated Problems
Jasmin Bico-Ponce
Jasmin.Bico-Ponce@uhn.caResearch Studies Coordinator 416-581-7849 (REB Mainline) Panel D Lead Anthony Aqui
Anthony.Aqui@uhn.caResearch Studies Coordinator 416-581-7849 (REB Mainline) Delegated Lead Nicholas PhanResearch Studies Coordinator 416-581-7849 (REB Mainline) Kristina Commisso
Kristina.Commisso@uhn.caResearch Studies Coordinator 416-581-7849 (REB Mainline) Wesley Ghent
Wesley.Ghent@uhn.caResearch Studies Coordinator 416-581-7849 (REB Mainline) Nadia Reider
Nadia.Reider@uhn.caResearch Studies Coordinator 416-581-7849 (REB Mainline) Tiffany Ganesh
Tiffany.Ganesh@uhn.caResearch Studies Coordinator 416-581-7849 (REB Mainline) Elif Cizmeci
Elif.Cizmeci@uhn.caResearch Studies Coordinator 416-581-7849 (REB Mainline) Ralph Pastore
Ralph.Pastore@uhn.caResearch Analyst 416-581-7849 (REB Mainline) - Management
Name Position Phone Number Paul MacPherson
Paul.Macpherson@uhn.caDirector, Grants, Contracts and Ethics Review Services 416-581-8573 (18-8573) Anita Sengar
Anita.Sengar@uhn.caManager, REB Operations 416-581-7849 (REB Mainline) Alexander Karabanow
Alexander.Karabanow@uhn.caManager, Clinical Research Services - REB Chairs & Vice Chairs
Name Position Phone Number Role Dr. Morris Sherman
Dr.Morris.Sherman@uhn.caChair, Research Ethics Board 416-586-4800 (17-8495) Panels A & B: Biomedical Dr. David Hogg
David.Hogg@uhn.caChair, Research Ethics Board 416-581-7849 (REB Mainline) Panel C: Oncology Dr. Paul Oh
Paul.Oh@uhn.caChair, Research Ethics Board 416-581-7849 (REB Mainline) Panel D: Rehabilitation Med Dr. Connie Marras
Cmarras@uhnres.utoronto.caVice-Chair, Research Ethics Board 416-603-6422 (13-6422) Panel A: Biomedical Dr. Jean Wang
Jean.Wang@uhn.caVice-Chair, Research Ethics Board 416-581-7849 (REB Mainline) Panel B: Biomedical Dr. Eitan Amir
Eitan.Amir@uhn.caVice-Chair, Research Ethics Board 416-581-7849 (REB Mainline) Panel C: Oncology Dr. Catriona Steele
Catriona.Steele@uhn.caVice-Chair, Research Ethics Board 416-581-7849 (REB Mainline) Panel D: Rehabiliation Med
- Consent Forms
UHN/CTO Integrated consent form template with guidance This template/guidance document aligns with the Clinical Trials Ontario consent form template.
Version Date: August 10, 2023*Please note: if you are submitting to CTO Stream directly you must use the template and process outlined on CTOs Website
UHN/CTO Minimal risk integrated consent form template with guidance Minimal risk consent form template with guidance UHN/CTO Integrated Optional Consent Form template with guidance Optional consent form template with guidance Template for consenting participants for follow-up upon pregnancy (note: you must be on UHN's network to access this link)Sample Addendum to Consent Form REB-created document to aid in the creation of an addendum to an existing study specific consent form. - GuidelinesGuidelines, definitions, sub-study information, exceptions, and procedures regarding study amendments. Version date: June 30, 2017
UHN-REB Guidance on Case Reports Instructions for writing Case Reports. Guidance document provided by CAREB.UHN REB: Guidance on Providing New Information to Study Participants Guidelines, definitions and instructions on providing new information to participants. Version date: August 22, 2017 US Department of Health and Human Services: Office for Human Research Protections (OHRP)US Department of Health and Human Services FDA Guidance for Clinical Investigators, Sponsors, and IRBs - Adverse Event Reporting to IRBUHN Guidance on Pregnancy Prevention UHN Guidance on Pregnancy Prevention Submitting an Investigator's Brochure / Product Monograph UHN-REB Guidance on Submitting an Investigator's Brochure / Product Monograph UHN REB Guidance for Management Plan Issued by the UHN Compliance Office UHN-REB Guidance on how to advise the REB of a conflict of interest as per management plan issued by UHN Compliance Office
Ethical Considerations for Remote Consent Ethical Considerations for Remote Consent Version date: August 6, 2024 Return of Results to Participants Return of Results to Participants- Version date: July 20th, 2022 - Supporting Documents
Attestation Policy Memo stating the UHN REBs policy on signing the REB Attestation Form Sample Protocol for Prospective Studies Sample Prospective Protocol for guidance. Sample Protocol for Chart Reviews Sample Chart Review Protocol for guidance Sample Protocol for Tissue Studies Sample TIssue Protocol for guidance Pregnancy Prevention Information Sheet Pregnancy Prevention Information Sheet Remote Monitoring Participant Notification letter Remote Monitoring Participant Notification letter Instructions for Obtaining Remote Research Consent UHN guidance on the options for obtaining research consent remotely as a safety measure due to COVID-19. Version date: March 08, 2021
Consultations can take place prior to submission or after submission of applications to the REB. This service is offered by UHN's Research Ethics Education program and the REB.